Client Documents

The following documents are provided for your information.  They may prove useful in helping you to either decide on the appointment of a financial planning firm, or to prepare for a meeting with one of our Advisers.

Fact Find Documents

Initial ‘Fact Find’ Information – for Pensions & Investments

Protection Fact Find

Mortgage & Protection Fact Find

Investor Risk Profile – Initial Questionnaire

Consumer Guides

Directions to Our Offices

Advice Principles for Older Clients

Guide To Our Services

About Our Ongoing Services

Guide to Investing

Retirement – A New Beginning

Auto Enrolment Explained

Guide to our Mortgage & Protection Services 

Guide to Our Protection Services

Borrowing To Purchasing Your New Home

Remortgaging Your Property

Borrowing To Invest In Rental Property

Our Investment Proposition

Client Charter & General Advice Principles

TCF – Treating Customers Fairly

TCF – Treating Customers Fairly – 6 Consumer Outcomes

Service Standards

Initial Disclosure Documents

Equity Release 

Terms of Business (mortgage & protection advice)

Terms of Business – London Office (mortgage & protection advice)

Terms of Business (pensions, investments & general planning)

Terms of Business (protection only)

Privacy Notice – How we protect your personal data