Client Documents
The following documents are provided for your information. They may prove useful in helping you to either decide on the appointment of a financial planning firm, or to prepare for a meeting with one of our Advisers.
Fact Find Documents
Initial ‘Fact Find’ Information – for Pensions & Investments
Mortgage & Protection Fact Find
Investor Risk Profile – Initial Questionnaire
Consumer Guides
Advice Principles for Older Clients
Guide to our Mortgage & Protection Services
Guide to Our Protection Services
Borrowing To Purchasing Your New Home
Borrowing To Invest In Rental Property
Client Charter & General Advice Principles
TCF – Treating Customers Fairly
TCF – Treating Customers Fairly – 6 Consumer Outcomes
Initial Disclosure Documents
Terms of Business (mortgage & protection advice)
Terms of Business – London Office (mortgage & protection advice)
Terms of Business (pensions, investments & general planning)