Client Documents
The following documents are provided for your information. They may prove useful in helping you to either decide on the appointment of a financial planning firm, or to prepare for a meeting with one of our Advisers.
PLEASE NOTE – some of our client documents are currently being re-branded and are therefore not available on-line. In the meantime, please contact us for information.
Fact Find Documents
Initial ‘Fact Find’ Information – for Pensions & Investments
Mortgage & Protection Fact Find
Investor Risk Profile – Initial Questionnaire
Consumer Guides
Advice Principles for Older Clients
Guide To Our Services
About Our Ongoing Services
Guide to Investing
Retirement – A New Beginning
Auto Enrolment Explained
Guide to our Mortgage & Protection Services
Guide to Our Protection Services
Borrowing To Purchasing Your New Home
Remortgaging Your Property
Borrowing To Invest In Rental Property
Our Investment Proposition
Client Charter & General Advice Principles
TCF – Treating Customers Fairly
TCF – Treating Customers Fairly – 6 Consumer Outcomes
Service Standards
Initial Disclosure Documents
Equity Release
Terms of Business (mortgage & protection advice)
Terms of Business – London Office (mortgage & protection advice)
Terms of Business (Pensions, Investments & General Planning)
ness (protection only)
Privacy Notice – How we protect your personal data